Legal Executive

To assist Legal Senior Manager in handling legal tasks related to the activities of the DFVN - Fund Management Company, primarily in the operation of Investment Portfolio Management and Securities Investment Fund Management.

• Provide legal advice for relevant matters in the operation of DFVN; provide legal assessment on the new methods, potential opportunities.

• Peform legal review for the DFVN’s contracts and documents including but not limited to investment activities, related investment activities, distribution of open-ended fund (OEF), items concerning OEF Investors, etc.

• Prepare the DFVN’s dossier submitted to the authorities, administrative procedure etc.

• Draft, review, develop the internal regulations, procedure, operation manual, code of conduct, ect.; and ensure the internal approval’s procedure in accordance with internal regulations

• Update, disseminate new regulations to relevant divisions.

• Review the Anti-Money Laundering/Countering Terrorism Financing program.

• Others: be responsible for the other tasks as assigned by the line manager or higher level from time to time.

• Bachelor of law degree or higher

• Having at least 1 working year in the legal and compliance sector

• Preferably having working experience at the fund management company, securities company, insurance company, bank or financial services

• Preferably securities certificates (basic issues of securities and securities markets; legal certificate of securities and securities markets) granted by State Securities Commission

• Business level English language skills, communication skills, integrity and honest

• Problem solving skills and multi-tasking skills are required.

• MS Office skills are required.

• Ability to work under pressure.